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Security Regulation: Opportunities Exist to Improve Sec's Oversight of the Financial Industry Regulatory Authority
Us Government Accountability Office
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Security Regulation: Opportunities Exist to Improve Sec's Oversight of the Financial Industry Regulatory Authority
Us Government Accountability Office
Congress established SEC in 1934 to enforce the Securities Act of 1933 and the Exchange Act. SEC?s mission is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation by overseeing key participants in the securities markets, including SROs, securities broker-dealers, investment advisers, and mutual funds.
| Médias | Livres Paperback Book (Livre avec couverture souple et dos collé) |
| Validé | 12 août 2013 |
| ISBN13 | 9781492104704 |
| Éditeurs | CreateSpace Independent Publishing Platf |
| Pages | 40 |
| Dimensions | 213 × 2 × 276 mm · 117 g |
| Langue et grammaire | English |
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